Scott Brindley 6/2/25 Scott Brindley 6/2/25 U.S. House Presents the Digital Asset Market Clarity Act Read More Michael Abbriano 1/21/25 Michael Abbriano 1/21/25 Bad Role Model: Quant Adviser Charged with Failures that Allowed Unauthorized Changes to its Investment Models Read More Michael Abbriano 12/20/24 Michael Abbriano 12/20/24 SEC Prepares for Government Shutdown Read More Michael Abbriano 10/21/24 Michael Abbriano 10/21/24 Division of Examinations Announces 2025 Examination Priorities Read More Michael Abbriano 10/14/24 Michael Abbriano 10/14/24 Distress Signal: SEC Takes Action Against Distressed Credit Adviser Read More Michael Abbriano 9/27/24 Michael Abbriano 9/27/24 Enforcement Action Against Gaming Company Suggests Trading Based on Social Media Posts May Be a Bad Bet Read More Scott Brindley 9/20/24 Scott Brindley 9/20/24 CFTC Puts a Stop to Binary Options Involving Political Events Read More Scott Brindley 9/19/24 Scott Brindley 9/19/24 CFTC Approves Final Rule Regarding Exemptive Relief for CPOs and CTAs Read More Michael Abbriano 9/19/24 Michael Abbriano 9/19/24 Don’t Cross the SEC: Adviser Dinged for Inflated Valuations and Conflicted Cross Trades Read More Michael Abbriano 9/5/24 Michael Abbriano 9/5/24 Ghost of Private Fund Adviser Rules Haunts Recent Enforcement Action Read More Older Posts
Scott Brindley 6/2/25 Scott Brindley 6/2/25 U.S. House Presents the Digital Asset Market Clarity Act Read More
Michael Abbriano 1/21/25 Michael Abbriano 1/21/25 Bad Role Model: Quant Adviser Charged with Failures that Allowed Unauthorized Changes to its Investment Models Read More
Michael Abbriano 10/21/24 Michael Abbriano 10/21/24 Division of Examinations Announces 2025 Examination Priorities Read More
Michael Abbriano 10/14/24 Michael Abbriano 10/14/24 Distress Signal: SEC Takes Action Against Distressed Credit Adviser Read More
Michael Abbriano 9/27/24 Michael Abbriano 9/27/24 Enforcement Action Against Gaming Company Suggests Trading Based on Social Media Posts May Be a Bad Bet Read More
Scott Brindley 9/20/24 Scott Brindley 9/20/24 CFTC Puts a Stop to Binary Options Involving Political Events Read More
Scott Brindley 9/19/24 Scott Brindley 9/19/24 CFTC Approves Final Rule Regarding Exemptive Relief for CPOs and CTAs Read More
Michael Abbriano 9/19/24 Michael Abbriano 9/19/24 Don’t Cross the SEC: Adviser Dinged for Inflated Valuations and Conflicted Cross Trades Read More
Michael Abbriano 9/5/24 Michael Abbriano 9/5/24 Ghost of Private Fund Adviser Rules Haunts Recent Enforcement Action Read More
